Objectives

To understand the environment of regulations and compliance on the sector of non-bank financial institutions

Course Contents

• Introduction to the LFC Industry and Regulatory Framework
• Compliance Risk Management
• Anti-Money Laundering and Counter-Terrorism Financing
• Consumer Protection and Fair Lending
• Governance and Ethics
• Emerging Issues and Challenges
• Compliance Policy and Procedure Development
• Compliance Audit and Monitoring
• Board and Board Committee Reporting
• Data Privacy and Protection
• Financial Inclusion, Responsible Lending and Sustainable Lending
• Regulatory Compliance and Examinations